Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012 which was prohibited characteristics of personnel in the capital market business under Clause 6(1) of
served.*Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving
, effective from January 15, 2015.*Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing
. SorThor. 16/2549 Re: Derivatives Business Operators’ Holiday in 2006 ----------------------------- By virtue of Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor. 9/2549 Re
and Exchange Commission No. SorThor. 28/2553 Re: Securities Companies’ and Derivatives Business Operators’ Holidays in 2011 _____________ By virtue of Section 110 of the Securities and Exchange Act B.E
Sort by: Relevance Date (Newest) Date (Oldest) SEC revises the digital asset business licensing manual for more convenience of business operators The revised licensing manual gives more convenience to
licences to 4 operators Bangkok, 8 January 2019 ? The SEC announced that the Ministry of Finance, under the recommendation of the SEC Board, has granted digital asset business licences to four applicants and
The Securities and Exchange Commission (SEC), the Economic Crime Suppression Division of the Royal Thai Police (ECD) and the Thai Digital Asset Operators Trade Association (TDO) jointly organized a