of the Stock Exchange of Thailand, the company shall (a) submit information or document and evidence to the Office; (b) comply with the Office’s orders concerning adequacy of information or any other
or social development in Thailand. Previously, the SEC Office issued the Notification regarding Exemption of Fees for Filing the Registration Statement for the aforesaid three types of debt
................................................... This Audit Firm Profile and Details is made under the Notification of the Office of the Securities and Exchange Commission on Approval of Auditors , which requires that the auditors who are approved by
................................................... This Audit Firm Profile and Details is made under the Notification of the Office of the Securities and Exchange Commission on Approval of Auditors, which requires that the auditors who are approved by
5.3 Number of investment consultants (if any): ...... Person(s) 5.4 Back office operation Located at a full branch office Sharing resources with a full branch office Located at
reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss of damages arising from or related to its use. The Office of the Securities and Exchange
not been approved by the Office, the company shall state [in the advertisement] that the mutual fund is under the Office’s consideration for approval of establishment and management. Clause 9. In case
the reports under clause 3 to the Office in the form of electronic data, the securities companies shall file the reports via securities company reporting system by following the Office’s rules of
, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss of damages arising from or related to its use. The Office of the Securities and Exchange Commission Notification
the Office of the Securities and Exchange Commission No. SorKhor/Nor. 7/2551 Re: Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of