Exchange Commission hereby issues the following regulations: Clause 1. In this notification: “Derivatives fund manager” means any person licensed or registers to undertake derivatives business in the
Act (No.4) B.E. 2551 (2008) hereby issues the following regulations; Clause 1. In this Notification, (1) “securities company” means any company licensed to undertake securities business; (2) “executive
Supervisory Board pursuant to Section 6 of the Derivatives Act (No.2) B.E. 2551 (2008) hereby issues the following regulations; Clause 1. In this Notification, (1) “derivatives business operator” means any
Derivatives Brokerage Limited to Gold Derivatives dated 14 November 2008 shall be repealed. Clause 2 In this Notification: (1) “ precious metal derivatives brokerage ” means derivatives business in the category
Derivatives Brokerage Limited to Gold Derivatives dated 14 November 2008 shall be repealed. Clause 2 In this Notification: (1) “precious metal derivatives brokerage” means derivatives business in the category
: “ intermediary ” means securities company or derivatives intermediaries but shall not include the following intermediaries: (1) a securities company in the category of investment advisory; (2) a securities company
Business in the Category of Derivatives Brokerage Limited to Gold Derivatives dated 14 November 2008 shall be repealed. Clause 2 In this Notification: (1) “ precious metal derivatives brokerage ” means
Business in the Category of Derivatives Brokerage Limited to Gold Derivatives dated 14 November 2008 shall be repealed. Clause 2 In this Notification: (1) “precious metal derivatives brokerage” means
Permission and Granting of Permission to Establish Service Offices for Investment Management Business dated 17 February 1997 shall be repealed. Clause 2. In this Notification, “Fund” means any mutual fund or