and 2 attached herewith. The OFAR system will be available for a test run during 1-30 December 2016. Thereafter, intermediaries will be required to submit their daily status report via OFAR, starting
-money service providers.”The SEC is revising relevant regulations and has opened a pre-consultation phase for businesses to engage in discussions and make necessary preparations, starting from early
investment planner, for three months starting from 7 April 2020. _______________________Notes: * Failure to perform duties with responsibility and deliberation as a professional under
Educational Project to prepare auditors for the launch of the new official auditor?s report at the end of the year.Senior Assistant Secretary-General Prakid Punyashthiti said: ?Starting from the financial
imposed by {A}'s former employer, the SEC will not consider his application for approval as capital market personnel for one year eleven months and fourteen days, starting from December 20, 2013
starting from relatively low risk securities to products that are more complicated. This allows investors and business operators time to test the water, sharpen their skills and make adjustments in
, and {A}, as the financial advisor supervisor, starting from February 27, 2015. ------------------------ Note: In this case, the SEC did not grant IPO approval to the applicant.
instrument and mutual fund. In addition, starting from July 1, 2012, the SEC will require person with duty to solicit and give advice on securities or derivatives to institutional investor be approved by the
six-year period starting from 25 October 2025 during which her applications for approval to be a capital market auditor will not be considered. Note:* Failure to comply with auditing standards