duty of a director, a manager or a person with power of management, or an advisor: (1) being or having been a bankrupt; (2) having been imprisoned by the judgement of a court which is final for an

than the final rate from 300 days to 400 days, which result in increased costs and expenses of the company. Consequently, there was the net loss amount 7,461,122.01 Baht in Q2/2019. Compared to Q2/2018

with law on protection and suppression of money laundering; (4) was convicted by the court’s final judgment on the offences relating to property committed https://www.sec.or.th/EN/Pages/LawandRegulations

against such individuals in the Civil Court. So far, the SEC has filed 18 cases in court for offenses such as insider trading and price manipulation of securities. Five of these cases have reached final

exceeding 400 million baht; (3) The bond issuer being subject to a final judgment or an arbitration award requiring a payment, either in a single instance or cumulatively, exceeding 400 million baht or an

In the first quarter of 2024, which marks the final quarter of the Initiative’s Phase 1 (July 2023 – March 2024), 10 business operators joined the activities aimed at enhancing knowledge and skills

during these periods shall be accumulated and included in the final payment on the maturity date or the date of early redemption (as the case may be);            (6) Granting a waiver from an event of

conducted a public hearing on a proposed amendment to the regulations on custody of clients’ assets. Comments and recommendations from the hearing respondents were taken into consideration when revising final

next phase. The Thailand Taxonomy Board has brought all comments into consideration and incorporated them in the final Taxonomy. The interested public may download the Thailand Taxonomy Phase I from

the final extension until 31 August 2021. However, Huobi still failed to complete the rectification of its work systems within the specified deadline.On 2 September 2021, the SEC Board Meeting No. 15