capacity as the bondholders’ representative, failed to maintain the required qualifications of a bondholders’ representative and neglected to notify the Securities and Exchange Commission (“SEC”) of such

Coindee Company Limited Coindee Company Limited ("Coindee"), a digital asset advisory at the time of the incident, failed to prepare and submit the NC-3 report for the first half of the

Merkle Capital Co., Ltd. From March 1, 2022 to April 21, 2025, Merkle Capital Co., Ltd. ("Merkle") as a digital asset fund manager, failed to comply with the rules, conditions and

Kulthorn Kirby Public Company Limited Kulthorn Kirby Public Company Limited ("KKC"), a listed company, failed to prepare and submit the audited financial statements for the year 2023

Kulthorn Kirby Public Company Limited Kulthorn Kirby Public Company Limited ("KKC"), a listed company, failed to prepare and submit the reviewed financial statements for Q1/2024 through the

Pace Development Corporation Public Company Limited Pace Development Corporation Public Company Limited, a securities issuer, failed to prepare and submit (1) the audited financial statements for the

Group Lease Public Company Limited Group Lease Public Company Limited, a securities issuer, failed to prepare and submit (1) the audited financial statements for the year 2023 (2) the annual

Mr. Songrit Butrngam Mr. Songrit Butrngam, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the audited financial

Mr. Paiwan Butrsa Mr. Paiwan Butrsa, Director responsible for the operation of SMC Power Public Company Limited (“SMC”) failed to supervise SMC to prepare and submit (1) the audited financial

Stark Corporation Public Company Limited Stark Corporation Public Company Limited, a securities issuer, failed to prepare and submit (1) the reviewed financial statements for Q1/2023 and (2) the