used for the benefit of the Asia Wealth, In addition, the securities broker failed to the inefficient system for maintaining customers’ assets. SEC Act S.283 Settlement Committee Meeting No. 8/2025

failure to order or act according to the duties as aresult, Between February 23, 2021 and May 25, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to maintain the net

failure to order or act according to the duties as aresult, Between February 25, 2021 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to submitting an accurate

Gulf Binance Company Limited Gulf Binance Company Limited (''Gulf Binance'') as a digital asset exchange failed to comply with the rules, conditions and procedures stipulated in

Orbix Trade Company Limited Orbix Trade Company Limited (''ORBIX TRADE'') as a digital asset exchange failed to comply with the rules, conditions and procedures stipulated in the

GMO-Z.COM CRYPTONOMICS (THAILAND) GMO-Z.COM CRYPTONOMICS (THAILAND) Company Limited (''Z.COMEX'') as a digital asset exchange failed to comply with the rules, conditions and

InnovestX Securities Company Limited InnovestX Securities Company Limited ("INVX") as a digital asset exchange failed to comply with the rules, conditions and procedures stipulated in the

G Capital Public Company Limited G Capital Public Company Limited ("GCAP"), a securities issuer, failed to prepare and submit the financial highlight for Q2/2024 through the transmission

G Capital Public Company Limited G Capital Public Company Limited ("GCAP"), a securities issuer, failed to prepare and submit the financial covenants for Q2/2024 through the transmission

Nawarat Patanakarn Public Company Limited Nawarat Patanakarn Public Company Limited ("NWR"), a securities issuer, failed to prepare and submit the key financial ratio for the year 2023