collateral for derivatives positions traded on an organized exchange is not less than the specified ratio.

supervision of foreign regulators that supervise securities and exchanges and are ordinary members of IOSCO, and (2) units of foreign CIS traded on foreign exchanges that are members of the World Federation

startups to raise funds from investors through public offering and allow their shares to be traded in a secondary market.  SMEs intending to raise fund through public offering and to have their shares

survive and to have opportunities for growth in the future, as well as to maintain its status as a listed company on the Stock Exchange so that its securities such as  shares and warrants may be traded on

, Chavin, Iryne and Saliga to mislead general investors into believing that the ABC shares were traded in high volumes. When investors bought the shares, the group sold the shares and made profits from the

) Haircut rates on position risks of certain types of instruments will be adjusted while additional haircut rates for position risks for shares traded on the LiVE Exchange and depositary (LiVE Exchange) and

becoming a publicly traded company. Participated business with potential to be qualified to go public will be advised by financial advisor and auditor to help restructure its organizational management to be

that YCI shares were traded in big volumes. Such manipulation caused the price and the trading volume of YCI shares to be inconsistent with the normal market condition. In so doing, Siwasit was assisted

orders through his account and requested {A} to inform him afterward. {A} admitted that he had made the aforesaid agreement with the client and daily traded securities through client's account, at

2007 to August 2010, she had traded securities through the client's account as she realized that the client did not check his trading records. In case of losses or making payment for purchase, she will