) June 12, 2018 Subject Increase of Registered Capital, Allocation and Offering of the Newly Issued Ordinary Shares to a Specific Investor (Private Placement), Application for Waiver from the Requirement
company?s request, extended the submission dateline for rectified and audited 2011 and reviewed Q1/2012 financial statements to May 31, 2012.? On the due date, PRO, however, informed the SEC of its
negotiated for change of directors and company business and Vijit Supinit was named as one of those investors, TTA may also request the SEC to consider the appropriateness of Vijit involvement.The SEC has
2012 rectified and audited financial statements. The request was made on the ground that the auditor of STHAI?s 2012 financial statements was not appointed to audit the company?s 2013 financial
on condition that such exempted requirement: (a) is dispensable for providing services to a client ; (b) is inconsistency or inappropriateness with conditions of such intermediary ’s business; (c) is
. Eugene S. Davis) Authorized Director Enclosure 2 1 Details pertaining to the Request for Waiver from Mandatory Tender Offer Obligation (Whitewash) 1. Waiver Requester Mr.Vorasit Pokachaiyapat 2. Total
complete in all respects. Signature (Mr. Vorasit Pokachaiyapat) Authorized Director (Company’s Seal) Signature (Mr. Eugene S. Davis) Authorized Director Enclosure 2 1 Details pertaining to the Request for
sufficiently support capital market growth. Essentially, the amendments will (1) lower the requirement regarding audit experience from a minimum of ten years to 7 years; (2) lessen the requirement on a
| - |- Business Continuity Management (BCM) | - |- Port Investment of Derivatives Agents | - |- Branch Office | - |- Foreign Derivatives Agent |- Margin Requirement (Section 18) |- Other related business (Section
on 16 April 2025. Additionally, all short selling transactions must comply with the Uptick Rule, which requires short selling prices to exceed the latest trading price. This requirement will remain in