ส าคัญ เพื่อลดข้อผิดพลาดและความเสี่ยงจากการปฏิบัติการ (2) มีการควบคุม ก ากับ ตรวจสอบที่มีประสิทธิภาพแต่ละระดับชั้นของการปฏิบัติงาน อย่างครบถ้วน (เช่น มี three lines of defense5 เป็นต้น) (3) มีการทบทวน
Rules in Detail on the Protection and Management of Conflicts of Interest
second line of defense personnel in the compliance and risk management functions under the “GRE‑2AT Forum for Capital Market 2026.” The forum has been organized for the second consecutive year. The opening
The Securities and Exchange Commission (SEC), in collaboration with the Fiscal Policy Office (FPO), the Deposit Protection Agency (DPA), and the Bank of Thailand (BOT), organized activities to
, improvements have been made to the roles of personnel associated with listed companies to strengthen the line of defense consisting of, for example, directors, the audit committee, independent directors
The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, in collaboration with the Fiscal Policy Office (FPO), the Deposit Protection Agency (DPA), and
The Securities and Exchange Commission (SEC), represented by Mrs. Sittasri Nakasiri, Assistant Secretary-General – Strategy and Planning, acting as Data Protection Officer (DPO), participated in
Province.The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, collaborated with the Fiscal Policy Office (FPO), the Deposit Protection Agency (DPA), and the Bank
management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the