intermediary shall comply with. In this regard, the intermediary shall provide services by taking into 2 account the best interests of a client, protection of client’s interests, and preventing the causes of

for clients. “member of fund investment committee” means a member of a committee which is appointed or assigned by a fund management company to consider and determine the scope of investment of mutual

“Asset management companies can now submit an application for approval of SSF establishment from 3 February 2020 onwards. SEC will speed up the approval process. In this regard, investors should

specified in the notification. In this regard, Coins TH distributed advertising materials promoting its products without the clear and visible cautionary statements on such ads. DAB Act S.30 Settlement

, conditions and procedures stipulated in the relevant notification. In this regard, Bitkub did not provide customers with cryptocurrency training or cryptocurrency knowledge tests before providing services to

procedures as specified in the notification. In this regard, Bitazza failed to provide the management and operational data recording system by failing to present appropriate loan process and agreements to the

regard, the Transaction constitutes an acquisition of assets pursuant to the Notification of the Capital Market Supervisory Board No. TorChor. 20/2551 Re: Rules on Entering into Material Transactions

exceeding 200 million baht during assets disposition process Agenda 3 To consider the transactions on assets disposition between the Company and investors and/or connected person 3.1 Printing plant and

meeting concluded with primary suggestions as follows:                (1)  proxy voting: shareholders are advised to consider proxy voting through independent directors instead of in-person voting at

Bangkok, September 26, 2011 ? The SEC revokes its approval for status of an approved auditor in the capital market in case of Jadesada Hungsapruek and will not consider his application for approval