Q3/2015 within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 1,126,000 and a further fine of Baht 1,000 each day starting from the next day of prosecution
day starting from the next day of prosecution date until the company so complies for failing to file the reviewed financial statements for Q3/2016. Since the defendant pleaded guilty, the Court reduced
and the SET within specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 589,500 and a further fine of Baht 500 each day starting from the next day of prosecution date
The Securities and Exchange Commission (SEC) has considered it is appropriate to change the substitution holiday for New Year’s Day from 2 January 2024 to 29 December 2023, and to confirm that 30
business in the category of securities brokerage, securities dealing, securities underwriting or mutual fund management, excluding the financial institution established under other law and licensed to
securities brokerage, securities dealing or securities underwriting of investment units without undertaking custody of clients’ assets; (2) a securities company which obtains a securities business license in
aunchisa@sec.or.th and archari@sec.or.th Last day of public hearing 22 January 2017 Contact persons 1. Ms. Aunchisa Tapanakornvut Tel/Fax 0-2033-9936 2. Ms. Archari Suppiroj Tel/Fax 0-2033-9627 The SEC
securities dealing, securities underwriting, or other securities businesses as specified in the notification of the SEC; or (b) those acquired upon a permission from the Office and in accordance with the rules