Exchange Commission Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor/Yor/Khor. 3/2550 Re: Rules, Conditions and Procedures for Establishment of Risk Management System to
Office of the Securities and Exchange Commission No. SorThor/Nor/Yor/Khor. 3/2550 Re: Rules, Conditions and Procedures for Establishment of Risk Management System to Prevent the Use of Securities Business
Commission Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor/Yor/Khor. 3/2550 Re: Rules, Conditions and Procedures for Establishment of Risk Management System to Prevent the
capital market product denominated in foreign currency which is issued or offered for sale in a foreign country; “ debenture denominated in foreign currency ” means any debenture denominated in foreign
market product denominated in foreign currency which is issued or offered for sale in a foreign country; “debenture denominated in foreign currency” means any debenture denominated in foreign currency and
market product denominated in foreign currency which is issued or offered for sale in a foreign country; “debenture denominated in foreign currency” means any debenture denominated in foreign currency and
Supervisory Board concerning Rules of Management for Retail Funds, Non-retail Funds, Funds for Institutional Investors and Private Funds; “complex return mutual fund” means a mutual fund that offers return to
1 Forth Smart Service Public Company Limited (FSMART) 4Q17 Management Discussion and Analysis Operational Summary in 4Q17 Total revenue from core business was Bt3,105mn, an increase of 38.3 % YoY
Management Company dated 3 August 2009; 2 (4) Notification of the Capital Market Supervisory Board No. TorThor. 7/2551 Re: Rules on Applying for and Permission of Establishing Branch Offices of Derivatives
for and Permission of Establishing Branch Offices of Investment Management Company dated 3 August 2009; 2 (4) Notification of the Capital Market Supervisory Board No. TorThor. 7/2551 Re: Rules on