and found that {A} had been authorized by his clients to make securities trading decisions on the client's behalf. He submitted trading orders with high trading volume for a certain period of time. {A
derivative business operators. However, some relaxations will be granted for certain period of time; for instance, applicant's qualifications, paid-up registered capital and capital requirement. This aims to
derivative business operators. However, some relaxations will be granted for certain period of time; for instance, applicant?s qualifications, paid-up registered capital and capital requirement. This aims to
operators, and urging stakeholders to make careful preparation for new business environments. Investors unfamiliar with certain products should seek sufficient, well-round and useful information before making
specify mutual fund?s NAV based on fair price, none of asset management company has done so owing to the fact that no one is certain as to which price could be appropriate, revealed SEC Secretary-General
. Furthermore, the Company believes that the current situation of the real estate market especially condominium market is contraction in certain segment, which is resulted from global and local economy downtrend
. 2551 (2008) and Section 223 of the Securities and Exchange Act B.E. 2535 (1992) which contain certain provisions in relation to the restriction of rights and liberties of persons which Section 29 in
:* The SEC Board may specify criteria for granting exemption to digital asset exchanges, digital asset brokers and digital asset dealers for provision of certain services related to Utility Tokens Group 1
own bank account to receive transfers of the total B/E sale money to be further distributed to other persons while (6) Jaroonluck, secretary to the KC Board of Directors, assisted in executing certain
submitted the client?s securities trading orders via the internet from the IP address of Krungsri Securities for a certain period of time. Wasana admitted and explained that her client was not keen on