a statement of consent to the civil sanction and fully paid a civil penalty of 500,000 baht*. The other six offenders made an appointment to make a statement of consent to pay a separate civil penalty

approved. 2. That the connected transaction regarding the appointment of Ms. Suchada Sodthibhapkul, Authorized Director, as an Executive Director of the Company for the period from November 2018 to October

the SEC Office; (2) Documents may be submitted and checked for accuracy and completeness until 15.00 hours; and (3) Appointment with the SEC Office for submitting an application must be made at least

case of foreign ETF established as trust [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator ( issued by CIS Operator ) [ ] 5. Evidence on the

case of foreign ETF established as trust [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator (issued by CIS Operator) [ ] 5. Evidence on the appointment

Investment Advisors and Appointment of Investment Advisory Agents dated 14 September 2001 as amended by the Notification of Securities and Exchange Commission No. KorKhor. 20/2548 Re: Rules, Conditions and

) Appointment of Independent Financial Advisor and (3) The resolutions of the shareholders' meeting must be approved by not less than three-fourth of the total number of votes of the shareholders attending the

. Clause 8. A securities company shall not appoint any person to be an agent for the custody of client’s assets unless such appointment complies with the following rules: (1) the person appointed by a

securities company shall not appoint any person to be an agent for the custody of client’s assets unless such appointment complies with the following rules: (1) the person appointed by a securities company as

enter into the arbitral process organized by the Office. Chapter I V Appointment and Challenge of Arbitrator ________________________ Clause 14. In the arbitral proceeding, there shall be one arbitrator