No. Tor Lor Thor. 48/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017.** investment consultant for complex products Type 1 is allowed to give investment advice
protect the best interest of the fund members. Pursuant to the recent amendments to the PVD regulations, employees are now allowed to increase their contribution rate independently from their employers, and
shareholder?s company. She had a close relationship with Chanthani and allowed her to use her own trading account for the insider trading of the RASA shares.Panadda?s assistance to the aforesaid insider trading
accounts to the point where the normal market condition became affected during 9 January - 28 February 2013. Prasian, Sirikorn, Somchai and Somchit allowed the co-principals to use their trading accounts for
auditors. These ongoing efforts have contributed to the increasing recognition of the Thai capital market in the European Union, and thereby Thai listed companies are allowed to raise fund in the EU market
management, (2) no restriction on type of investment property is imposed while investment overseas is allowed. In addition, up to 10% of total property can be invested in project under construction and (3
. Period of suspension or postponement may be extended or additional conditions may be applied as the case may be. (4) Pooled fund will be allowed to record certain categories of its revenues using
by Ms. Noppawan Suwan and Mr. Viroj Arnokkaeo, who allowed their separate trading accounts to be used for the YCI transactions in exchange for compensation. Such market manipulation was in violation
and adequate risk diversification. Provident funds will be allowed to invest up to 15% of net asset value of each fund or each policy in alternative assets, for example, commodities fund, instrument of
allowed Wichai to use the document in committing the said acts. The SEC therefore requested the DSI to investigate whether the act of such company secretary would be considered aiding or abetting Wichai?s