own clients. It also aims to ensure that the clients have work systems in place to control and monitor compliance with the relevant regulations;   (2) To require that securities companies put in place

other business activities and distinctly segregates its assets from those in its custody. This measure aims to mitigate excessive burdens in maintaining capital adequacy.   The consultation paper is

other returns when an event occurs that may impact their net capital, as determined by the SEC. This aims to provide greater flexibility and suitability. A transitional provision allows business

filing with the nature of digital tokens to be offered. This initiative also aims to promote the use of technology in fundraising. The key points of the proposed principles are as follows:           (1

of Exchanges. This aims to increase investment flexibility for Thai mutual funds while allowing the SEC to exchange regulatory information, as necessary. These foreign CIS must also meet other

cooperation aims to mitigate the impacts and damage caused by such fraudulent activities.“The SEC has taken action on multiple fronts and has continuously integrated cooperation with relevant agencies. We also

, allowing issuers to align ICO filing with the nature of digital tokens to be offered. This initiative also aims to promote the use of technology in fundraising without compromising appropriate investor

The Sub-committee on Digital Strategy for Capital Market, chaired by Mrs. Methini Thepmanee, has approved the SEC Capital Market Digital Strategic Plan 2020 – 2022, which aims to support

is in line with SEC Strategic Plan, which aims to promote digital transformation of the Thai capital market," added SEC Secretary-General.SET President Pakorn Peetathawatchai said that SET has

passed a resolution approving the principles thereof. This proposal aims to ensure appropriate supervision of digital asset businesses, and prevention of misuse of digital assets as a tool to commit