of due diligence and know-your-client assessments (DD/KYC), (3) supporting electronic non-face-to-face identity verification, and (4) allowing businesses to access anonymized data under possession of

Sukonthaman said: ?The SEC supervision takes into serious account intermediaries? managerial structure and work systems to ensure protection of clients? best interest and the overall market reliability. Some of

campaigns to promote investor education and protection, creating awareness about finance and investment among investors globally. This activity aligns with the SEC's goal of ensuring Thai people have good

Rules in Detail on the Protection and Management of Conflicts of Interest

 Privacy Policy Personal Data Protection Policy for Fundraising The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data Protection Policy applies

 Privacy Policy Personal Data Protection Policy for Business Operators The Office of the Securities and Exchange Commission (SEC Office) 0. Scope of this Policy This Personal Data Protection Policy

The Securities and Exchange Commission (SEC), in collaboration with the Fiscal Policy Office (FPO), the Deposit Protection Agency (DPA), and the Bank of Thailand (BOT), organized activities to

investigations into the case. With regard to investor rights protection, the SEC has rendered full support in coordinating and arranging discussions with the SET, the Association of Investment Management

01/04/2014   Notification of the Office of the Securities and Exchange Commission   Sor Thor. 14/2558 Rules in Detail on the Protection and Management of Conflicts of Interest (Synopsis) 07/04/2015 01

The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, in collaboration with the Fiscal Policy Office (FPO), the Deposit Protection Agency (DPA), and