regulation of digital asset businesses to enhance effective supervision of digital assets. The event took place on 24 January 2025 in Chiangmai Province.
custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trading framework. The Custodian Club consists of 13 members, including commercial banks engaging in fund supervision
Pattanaporn, SEC Assistant Director of the Intermediaries Supervision Department (3rd left)2. Mrs. Charuphan Intararoong, SEC Assistant Secretary-General (4th left)3. Mr. Theppasu Bavornchotidara, AMLO
Pacific Award under the Regulation and Supervision Awards Programme 2025, organized by The Asian Banker. This recognition highlights the SEC’s outstanding efforts in enhancing transparency and integrity in
facilitate the exchange of experiences among law enforcement personnel involved in the Thai capital market. During the event, SEC executives presented lectures focusing on supervision and law enforcement
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) บรรยายในหัวข้อ “SEC Roles and Capital Market Supervision and Development” ให้แก่คณะนักศึกษาหลักสูตร
will invest in digital assets and to be aware that the supervision and regulation thereof by government agencies can partially reduce risks, such as the risk of being deceived and being taken advantage
the supervision of an internationally recognized audit regulator, in compliance with the rules under Clause 7; (2) being in cases other than (1) subject to the provisions under Clause 8. Clause 7 A
shall be: (1) a securities company which obtains a securities business license type A or is in a process of applying for such license; (2) securities companies other than the securities company under (1
securities business license type A or is in a process of applying for such license; (2) securities companies other than the securities company under (1) which obtain a securities business license in the