for developing and supervising digital assets in Thailand. Deputy Secretary-General Jomkwan presented the SEC’s roles in developing and promoting the digital asset market in Thailand, which included the
supervising them to exercise their due responsibilities, rating the credibility of bonds, that they are up to international standards and regulations, namely, that (1) the rating process is of quality and
knowledge and information to the public in the northeastern part of Thailand. For example, the roles of the SEC in supervising the market and enhancing investor protection, giving of investment advice
supporting documents via electronic system (OFAM) without the requirement for hardcopy submission to SEC; (5) Improving guidelines for supervising compliance of securities brokers and dealers of non
Bangkok, 17 May 2018 ? The SEC is seeking public comments on the principles and draft regulations under the Digital Asset Business Law to lay out guidelines for supervising offering of digital tokens
international organization established to promote collaboration between independent organizations supervising auditors and also a member of ASEAN Audit Regulators Group. In term of improvement on auditor
listed companies.Mrs. Pornanong Budsaratragoon, Secretary-General of the SEC, stated: “In the past, the SEC has placed importance on supervising listed companies and promoting good corporate governance
Collective Investment Scheme and APEC Asia Region Funds Passport By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No
Supervisory Board No. Tor Nor. 41/2564 Re: Provisions relating to Offering for Sale of Units of Collective Investment Schemes between Hong Kong Special Administrative Region of the People’s Republic of China
ในเอเชียตามกรอบเอเปค หรือ Asia Region Funds Passport (ARFP) โดยได้ออกประกาศคณะกรรมการกำกับตลาดทุน และประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ รวมจำนวน 7 ฉบับ ซึ่งมีผลใช้บังคับ