failure to prepare and submit the reviewed financial statements for Q3/2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 3/2017 Settlement Committee Order No. 23/2017 Dated

submit the reviewed financial statements for Q2/2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 6/2017 Settlement Committee Order No. 47/2017 Dated 19/07/2017

submit the reviewed financial statements for Q3/2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 6/2017 Settlement Committee Order No. 47/2017 Dated 19/07/2017

audited financial statements for the year 2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 8/2017 Settlement Committee Order No. 65/2017 Dated 20/09/2017

annual registration statement for the year 2016 (Form 56-1, 2016) within the specified period. SEC Act S.300 Settlement Committee Meeting No. 8/2017 Settlement Committee Order No. 65/2017 Dated 20/09

annual report for the year 2016 (Form 56-2, 2016) within the specified period. SEC Act S.300 Settlement Committee Meeting No. 8/2017 Settlement Committee Order No. 65/2017 Dated 20/09/2017

and submit the financial statements for the year 2016 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 11/2017 Settlement Committee Order No. 101/2017 Dated 20/12/2017

financial report for the first half of the year 2017 within the specified period. SEC Act S.300 Settlement Committee Meeting No. 2/2018 Settlement Committee Order No. 7/2018 Dated 21/02/2018

governance, appropriate risk management and effective cost management. At the same time, we have focused on collaboration and synergy with other companies within KASIKORNBANK FINANCIAL CONGLOMERATE, Muang Thai

Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of