director; (2) Being able to demonstrate that the supervisor has effective system for supervision and monitoring of the securities company at the management level in matters stipulated in sub-paragraph (1) so
exemption from the requirement of independent director; (2) Being able to demonstrate that the supervisor has effective system for supervision and monitoring of the securities company at the management level
scope of rules and regulations which would serve as standards for derivatives fund management must be set out for the supervision of the derivatives business in the category of derivatives fund management
which would serve as standards for derivatives fund management must be set out for the supervision of the derivatives business in the category of derivatives fund management to make the management that
and regulations which would serve as standards for derivatives fund management must be set out for the supervision of the derivatives business in the category of derivatives fund management to make the
ผู้ยื่นคำขอกลุ่มนี้จะได้รับยกเว้นการตรวจกระดาษทำการหากสำนักงานสอบบัญชีที่ผู้ยื่นคำขอสังกัดได้ดำเนินการติดตามผล (“monitoring”) งานสอบบัญชีของผู้ยื่นคำขอนั้นภายใต้ขอบเขตและวิธีการที่สำนักงาน
Objectives of the Supervision of Securities Clearing Houses and Central Securities Depositories Clause 2 A securities clearing and settlement system is a fundamental system which has connection to the
(Product and Distributor Monitoring) 14 4.1 การติดตามผลิตภัณฑ์กองทุนรวม (Product Monitoring) 14 4.2 การติดตามการท าหน้าที่ของตัวกลางในการเสนอขายหน่วยลงทุน (Distributor monitoring) 14 แนวปฏิบตัิในการออกเสนอ
last year, due to the lower cost of debt from refinancing bond issued in the second half of year 2016 and second quarter of year 2017. In addition, the Company has been closely monitoring the financial