directly relevant to its core business, for example, preparation of research report, risk management or mutual fund and private fund management which must be in compliance with specified conditions. For
With the case referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was found that the four offenders, namely (1) Mr. Win Udomrachtavanich, (2) Mr. Ratachai
Stock Exchange of Thailand; “Authorized person in private fund management” means the following persons: (1) Any person, who take responsibility in private fund management, from the position of private
; “Securities exchange” means The Stock Exchange of Thailand; “Authorized person in private fund management” means the following persons: (1) Any person, who take responsibility in private fund management, from
on Private Fund Management dated 31 July 2000; (4) Notification of the Office of the Securities and Exchange Commission No. SorNor. 49/2543 Re: Rules on Protection of Conflict of Interest on Investment
for it is The SET and can be used for education or only private investment. In cases where the data commercially, Please contact Information Services Department, The Stock Exchange of Thailand e-mail
acknowledge that the copyright for it is The SET and can be used for education or only private investment. In cases where the data commercially, Please contact Information Services Department, The Stock
copyright for it is The SET and can be used for education or only private investment. In cases where the data commercially, Please contact Information Services Department, The Stock Exchange of Thailand e