SEC is seeking public comments on amendments to the rules regarding financial statement forms for securities companies and derivatives business operators to ensure their consistency with Thai
The SEC reviewed the principles for overseeing bills issued as securities to ensure compliance with the intent of the Securities and Exchange Act B.E. 2535 (1992) and consistency with the current
businesses in the categories of digital asset exchange, broker and dealer. This is to ensure consistency with the rules governing digital asset operators not engaging in securities or derivatives business
definition which is in line with what is stated in the aforesaid new rule. This is to ensure suitability and consistency with the investor’s qualifications and ability to accept associated risks. The
consistency with the Stock Exchange of Thailand’s rules for IPO on LiVe Exchange. On 19 October 2021, the Capital Market Supervisory Board Meeting No. 13/2564 passed a resolution approving the proposed
center. Meanwhile, the objective of the revision to the regulations related to application for securities registrar license is to ensure consistency with current situations. The essences of the draft
digital asset fund managers Thailand regarding purchases of digital assets overseas and payments for related expenses. The intended outcome of the proposed amendment is to promote consistency and common
regulations to ensure consistency with the regulations for other sustainability-related products in the capital market and to provide investors with sufficient information for making investment decisions. The
external independent appraiser. The validation process involved interviews with the listed companies’ boards to examine the consistency between their information disclosure and actual practice. This was to
;ระบบในการควบคุมดูแลการกำหนดมูลค่าทรัพย์สินต่าง ๆ ที่กองทุนสำรองเลี้ยงชีพลงทุนเพื่อให้เป็นไปตามหลักยุติธรรมและความสม่ำเสมอ (fairness and consistency) ตามหลักเกณฑ์ที่สมาคมกำหนด และ