Bangkok, September 1, 2014 ? The SEC is seeking public comment on amendments to the Securities and Exchange Act B.E. 2535 (1992) to support the establishment of self-regulatory organizations (SROs
will facilitate REIT establishment and support businesses. Henceforth, the SEC will prescribe further more detailed guidelines.?
Bangkok, May 8, 2015 ?The SEC is seeking public comment on proposed rule revisions concerning registrar of provident fund (PVD), establishment and management of PVD in order to facilitate the
Securities; “big retail investor” shall have the same definition as specified in the Notification of the Capital Market Supervisory Board concerning Establishment of Mutual Funds for Retail Investors and Non
-Translation- 1 Ref. LPN/SorKor/060/2562 14th February 2019 Re: Establishment of a joint-stock company Dear Director and Manager Stock Exchange of Thailand Enclosed: Information on the establishment
[such establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries, of which objectives is for promoting and supervising derivatives intermediaries
Fund or CISs in Home Economy satisfied those stipulated in section 17 of the Passport Rules (Annex 3) of the Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds
transfer the remaining units in 2019. 2. Completion of SPRIME establishment – on 18 January 2019, S REIT Management Company (“SREIT”) – our wholly owned subsidiary and REIT manager of SPRIME – has completed
category of securities brokerage, securities dealing, investment advisory services, securities underwriting, but shall not include a financial institution under other law and later obtain a license to