(รา่ง) แนวปฏิบัติในการน าเทคโนโลยี มาใช้ในการท าความรู้จักลูกค้า ส ำนักงำนคณะกรรมกำรก ำกับหลักทรัพย์และตลำดหลักทรัพย์ (ก.ล.ต.) -------------- 2561 https://www.google.co.th/url?sa=i&rct=j&q=&esrc=s&source=images&cd=&cad=rja&uact=8&ved=0ahUKEwiqk_Hzv9vWAhVJQo8KHVCjD84QjRwIBw&url=https://www.thunhoon.com/%E0%B8%81-%E0%B8%A5-%E0%B8%95-%E0%B9%80%E0%B8%9B%E0%B8%B4%E0%B8%94%E0%B9%80%E0%B8%9C%E0%B8%A2%E0%B8%81%E0%B8%A3%E0%B8%A3%E0%B8%A1%E0%B8%81%E0%B8%B2%E0%B8%A3%E0%B8%9A%E0%B8%A3%E0%B8%B4%E0%B8%A9/&psi...
to select proper investment policy. In case of the result of assessment showing that the client is inappropriate to invest in or enter into a transaction of capital market products , the intermediary
usefulness and necessity of assessment relating to suitability for investment in order that the member would be able to select proper investment policy. In case of the result of assessment showing that the
receiving document and notifying the fund committee in order to determine the completeness of the document used for the calculation in the next trade date (c) Having document/information showing that the
the calculation in the next trade date (c) Having document/information showing that the increase or reduction of unit for member is correct and conform with rules notified by the Office or other
investment decelerated after showing high growth in the fourth quarter of 2018. Even though private consumption continued to expand, growth was concentrated in only certain product categories. Likewise
prospectus shall be provided showing the issuer's, or if the issuer is the holding company of a group, the group’s capitalization on an actual basis and, if applicable, as adjusted to reflect the sale of new
has shown consistency in the sales of both electricity and steam to industrial users when comparing to the previous quarter showing the ability and capability of both companies to operate stably
the term of the program under Clause 27 and Clause 52, certain facts appear to the SEC Office showing that the approved entity has failed to maintain the qualifications in accordance with the approval