is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Thor. 8/2561 Re: Rules, Conditions and Procedures for Selling, Repurchasing and Redeeming Units of ASEAN

e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >>   Type Title Section See document Status Notified Date Effective Date 1

Section 16 of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 . In this Notification: (1) “derivatives business operator” means

Gazette, General issue, Special section, Vol. 121Ngor, dated 30 January 2004. The Notification of the Securities and Exchange Commission No. KorThor. 47/2547 Re: Registration of Derivatives Business

TRANSLATED VERSION As of April 9, 2015 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the

Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The notification

. Notification of the Securities and Exchange Commission No. KorNor. 1/2554 Re: Rules, Conditions and Procedure for Borrowing Money and Encumbering the Asset of Infrastructure Mutual Fund

is strictly for reference. 5 Notification of the Securities and Exchange Commission No. KorThor. 18/2549 Re: Maintenance of Net Capital ___________________________________ By virtue of Section 14 and

is strictly for reference. Notification of the Securities and Exchange Commission No. KorThor. 18/2549 Re: Maintenance of Net Capital ___________________________________ By virtue of Section 14 and