shares to the public when the registration statement and the draft prospectus haven’t been filed with the SEC Office which is in violation of Section 300 and Section 276 of the Securities and Exchange Act

with other alleged offenders in operating securities businesses of investment advisory without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90

> SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/05/2017

amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/05/2017

; - a civil monetary penalty of 333,333.33 Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 12/06/2017

(before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 20/07/2017

) Section 243 in conjunction with Section 83 of the Penal Code Civil Action Dated 31/10/2024

. SEC Act (the fifth amendment) Section 244/3 (1) in conjunction with Section 83 of the Penal Code / SEC Act (the fifth amendment) Civil Action Dated 00/00/0000

enables easy and instant access to a wide variety of investment options, including those innovative ones. In addition, publicity of alerts and warnings to raise awareness and educate people about

. Investors are strongly advised to consult the SEC list of licensed and registered intermediaries under the License Check and Investor Alerts banners at www.sec.or.th. Whistleblowers may report clues or