, derivatives broker shall provide service only for institutional investor, and in such cases provisions of Clause 16 and Clause 17 shall not be applicable to the aforesaid service. In providing service as
such cases provisions of Clause 16 and Clause 17 shall not be applicable to the aforesaid service. In providing service as derivatives broker in the first paragraph, derivatives broker shall trade in
translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 4/2561 Re: Additional Provisions relating to Offering for Sale of Units of Foreign
Section 19(3) of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E. 2535 (1992) which contains certain provisions on restriction of rights and
complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation
) the past records of similar cases, such as being a first-time act or repetitious or continued act; (7) the intention of the person committing the act, whether it is intentional or due to gross
clearing house in accordance with the criteria prescribed by the clearing house ; (3) contracts having the following characteristics: (a) containing provisions that require one party to deliver goods to the
in accordance with the criteria prescribed by the clearing house; (3) contracts having the following characteristics: (a) containing provisions that require one party to deliver goods to the other