securities, in fact almost every day, resulting in a high trading volume. {C} admitted that the client permitted him to make trading decision without the client's confirmation or with post-trading confirmation
and found that the aforesaid persons jointly acted to cause BF and ASC, two related companies where Jalernrat was the director, to issue post-dated cheques to TUCC and Thai Niche, a subsidiary of TUCC
42.8% in 2Q19 to 46.5% in 3Q19. Net profit was Bt8,679mn escalating 28% YoY and 12% QoQ, respectively. Net profit margin was 19% this quarter comparing to 16% 3Q18 and 17% 2Q19. Financial position (Post
District, Bangkok Registered number : 0105551056421 Date of incorporation : 29 May 2008 b. List of shareholders of RPV as 16 July 2563 July 2020 and post-transaction No. (Pre-transaction) (Post-transaction
objective in undertaking fund management business for short and long term. Objective should be set for the short-term plan and criteria/factor for evaluation of the accomplishment of the plan should be
strategic plan, policy and objective in undertaking fund management business for short and long term. Objective should be set for the short-term plan and criteria/factor for evaluation of the accomplishment
transparent disclosure of information related to execution of trading transactions which includes sufficient, fast and appropriate disclosure of pre-trade information (if any) and post-trade information; (d
mutandis. (c) having transparent disclosure of information related to execution of trading transactions which includes sufficient, fast and appropriate disclosure of pre-trade information (if any) and post
which includes sufficient, fast and appropriate disclosure of pre-trade information (if any) and post-trade information; (4) having a recording system regarding trading information, especially information