possible, result in credit ratings that can be subjected to some form of objective validation based on historical experience. 1.2 Credit ratings should reflect all information known and believed to be
market products based on an automated program that runs product selection and trading placement without interference throughout the transaction process. “ intermediary ” means: (1) securities business
selection and trading placement without interference throughout the transaction process. “intermediary” means: (1) securities business operator in the category of securities brokerage or investment advisory
be explained together with name list of other shareholding. The explanation, i.e., shareholding percentage and structure, other shareholders names, etc. (if possible) shall be provided to the SEC
., shareholding percentage and structure, other shareholders names, etc. (if possible) shall be provided to the SEC office. 7 Acquisition through the chain principle means an acquisition of the significant control
other shareholding. The explanation, i.e., shareholding percentage and structure, other shareholders names, etc. (if possible) shall be provided to the SEC office. 7 Acquisition through the chain
together with name list of other shareholding. The explanation, i.e., shareholding percentage and structure, other shareholders names, etc. (if possible) shall be provided to the SEC office. 7 Acquisition