important part of the analytical and investment decision-making process, regardless of investment style, asset class, or investment approach. We are honoured to partner with the SEC Thailand and CFA Thailand

constant volatility and instability in various ways due in part to the global pandemic of COVID-19 and the fast-paced changes in technology. Thus, it is inevitable for auditors to adjust their methodology to

first forum for SEC to present and share knowledge, experience, and the practice within the UN guiding principles framework of this matter. And SEC will be a part of the government sector that will help

), presented the proposed training course to the working group. The first part of the action plan will start with a seminar within a small group of senior and middle level executives to brainstorm ideas and

investors can take advantage of disclosed information in making investment decisions and to support the sustainable development of the overall capital market. This is part of the implementation of the core

analyzed and put into good use by SEC to ensure that customer received the appropriate level of protection.  The amendment of this regulation is part of SEC’s Regulatory Guillotine* project. The objective

such service be considered as a part of the portfolio advisory with execution or standing order, as the case may be.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and

beneficial, while the proceeds from sustainability bonds will be for projects that offer environmental and social benefits.  Introducing both initiatives was a part of the 2nd ASEAN capital market

fact that the income from dividends was not calculated as part of the SET Index. Therefore, SEC encourages the PVD to use the SET Total Return Index (SET TRI), which actually adds the income from

The webinar was part of the continued collaboration between the SEC Thailand, the CFA Institute, and the CFA Society Thailand to strengthen ESG foundation for securities businesses in Thailand. In