the Capital Market Supervisory Board which is within March 31, 2025. However, IHL submitted form 56-1 One Report for the year 2024 to the SEC on April 3, 2025 later than the specified period, which is a
IHL’s failure to prepare and submit the Annual Registration Statement / Annual Report (“Form 56-1 One Report”) for the year 2024 within the period specified by the Capital Market Supervisory Board. This
the year 2024 within the period specified by the Capital Market Supervisory Board which is within April 4, 2025. However, JCT submitted form 56-1 One Report for the year 2024 to the SEC on April 8, 2025
”), shall be liable for JCT’s failure to prepare and submit the Annual Registration Statement / Annual Report (“Form 56-1 One Report”) for the year 2024 within the period specified by the Capital Market
operation of Coindee. His failure to perform the required duty of his position resulted in the offence committed by Coindee concerning the case that Coindee failed to maintain the net capital (NC) in
failure to maintain net capital (NC) together with the reasons of such incident to the SEC office within the period specified in the notification of the Securities and Exchange Commission. DAB Act S.94
is responsible for the operations of BBL, shall be liable for BBL’s failure to comply with the rules, conditions and procedures as specified in notification of the Capital Market Supervisory Board By
procedures as specified in the notification of the Capital Market Supervisory Board by failing to have a sufficient and effective system for executing securities transactions for the mutual fund. SEC Act S
which is the period specified by the Notification of the Capital Market Supervisory Board. However, the financial statement and key financial ratio for year 2023 was later submitted on 5 April 2023
prepare and submit financial statement and key financial ratio for year 2023 within the period specified by the notification of the Capital Market Supervisory Board resulted from the instruction or the