เกิดจาก operational risk) วิธี NC-3 (ดจ. 6) 3. การคำนวณและจัดทำรายงานเงินกองทุนและรายงานชี้แจง Early Warning 3.1 ผู้ประกอบธุรกิจที่มีการเก็บรักษาทรัพย์สินลูกค้าและสามารถเข้าถึงหรือโอน ทรัพย์สินลูกค้าได้
and paying agent……………….. Warning: “Prior to making an investment decision, investors should exercise their own judgment when considering detailed information relating to the issuing company of the
law and later obtain a license to undertake derivatives business; “Full-service Branch Office” means a derivatives broker’s branch office in Thailand that provides services within the scope approved for
include a financial institution under other law and later obtain a license to undertake derivatives business; “Full-service Branch Office” means a derivatives broker’s branch office in Thailand that
pending settlement transactions such as penalty fee in lieu of securities delivery or penalty fee for failure to obtain benefits is allowed to maintain balance in a Non-resident Baht Account for Securities
the business of the other party and the nature of such controlling power shall be depicted; and (b) The party that owns the funds does not want to obtain the legal protection under the provisions
result of the Company still has been unable to obtain the financial support from financial institutions. Please be informed accordingly. Sincerely yours, (Mr. Tradsin Chongussayakul) Chief Executive