service and investor protection as a number of investment analysts and investment consultants will be increased and able to meet investor?s demand. Accordingly, investor will obtain proper investment advice
risky and complex. Inevitably, however, everyone needs to make investment to obtain higher returns, at least to beat inflation. The SEC has put effort to educate investing public in a variety of
value of 88 million baht. In this regard, Miss Orranan and Mr. Nugul failed to perform the duties with dishonest intent causing damage to TOPLINE or causing themselves or another person to obtain any
obtain any benefit from contravention or failure to comply with such duties. In addition, the act of Miss Orranan and Mr. Nugul was assisted or facilitated by Mr. Thanyapong, Mr. Akkaradech, Miss
TOPLINE or causing themselves or another person to obtain any benefit from contravention or failure to comply with such duties. In addition, the act of Miss Orranan and Mr. Nugul was assisted or facilitated
(effective on 1 January 2018). 2 “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval
appropriate for their debt repayment ability: - Applicants earning less than Baht 30,000 per month are granted credit limit of up to 1.5 times their monthly income, and shall obtain personal loans from no more