companies to apply to such operating control: Clause 1 In this Notification: “securities company” means a company licensed to undertake securities business in the category of securities brokerage or
. 2551 (2008) hereby issues the following regulations: Clause 1 In this Notification: “ securities company ” means a securities company licensed to undertake securities business in the category of
. 2551 (2008) hereby issues the following regulations: Clause 1 In this Notification: “securities company” means a securities company licensed to undertake securities business in the category of securities
No. TorThor. 45/2553 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Securities Company to Establish Branch Offices (No. 2) _____________ By virtue of
Companies dated 29 June 2006. Clause 2 In the Notification: “ electronic data ” means data that are created, sent, received, stored or processed through electronic procedures; “ securities company reporting
provision of this notification, management company shall perform to amend the operating system to comply with such provisions within 90 days as from the date of this notification become effective. Notified on
Interest on Investment or Holding of Securities or Other Assets for Management Company dated 9 September 1999; (3) Notification of the Office of the Securities and Exchange Commission No. SorNor. 33/2543 Re
) “Subsidiary” means subsidiary company under Section 89/1; (2) “Connected person” means connected person as specified by the Notification of the Capital Market Supervisory Board concerning rules on connected