classifying the investment units into multiple types, the information shall be provided categorically according to the respective types. (9) characteristics of the unitholders, for example, general investor or
stipulate a position limit of their clients, the intermediaries shall comply with those Notifications as well. Clause 9 In revising and updating client information within a reasonable period of time under
limit of their clients, the intermediaries shall comply with those Notifications as well. Clause 9 In revising and updating client information within a reasonable period of time under Clause 37 of the
, but only with respect to providing information or documentation relating to investment objectives, client levels of understanding and experience in trading derivatives; together with the provisions of
and repayment ability of the existing clients from whom the derivatives broker has never received such information or documentation by 31 December 2009. Clause 36 All notifications of the SEC Office
Information and Other Acts of Listed Companies Concerning the Acquisition and Disposition of Assets, 2004 (collectively, the “Notifications on Acquisition and Disposal”), representing the maximum transaction
: Disclosure of Information and Other Acts of Listed Companies Concerning the Acquisition and Disposition of Assets, 2004 (collectively, the “Notifications on Acquisition and Disposal”), representing the maximum
or Disposal of Assets. As a result, the Company is not required to perform any duties required under the Notifications on Acquisition or Disposal of Assets, including disseminating relevant information