://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=4705&SearchNo= Notification of Capital Market Supervisory Board TorNor. 11/2553 Rules Conditions and Procedures for Establishment and
notifications of regulations, as follows: (1) Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2567 Re: Application and Approval for Issuance and Public Offering of Newly Issued Debt
Exchange Commission) List of Persons Receiving an Allocation With the Value of More Than One Million Baht from the Supporter Quota (Form 35-IPO-1M) 10. Notification of Capital Market Supervisory Board 5
Exchange Commission 8/2545 01/02/2002 01/02/2002 5. Notification of the Securities and Exchange Commission 18/03/1993 6. Notification of Capital Market Supervisory Board 23/2556 04/04/2013 01/05
Exchange Act 2535 116 12/03/1992 16/05/1992 5. Notification of Capital Market Supervisory Board Tor Thor. 1/2560 Provision of Services to Clients regarding Investment in Capital Market Products
23/11/2011 01/12/2011 3. Notification of Capital Market Supervisory Board Tor Thor. 27/2559 Rules, Conditions, and Procedures for Securities Underwriting (Codefied) 08/07/2016 01/08/2016 4
. ________________________* Clause 23(1) and prohibited characteristics of personnel in capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules
to perform duties responsibly with professional due care in violation of the Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the administrative sanction whereby her
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
Notification of the Capital Market Supervisory Board.* SEC has therefore suspended {A}’s approval as a securities investment consultant for three months. However, since BBL has suspended her from performing