access of inside information by unauthorized personnel [ii] internal control and [iii] risk management of undertaking trust business, including measure for controlling and monitoring operation of its
year. Clause 6 The securities clearing house shall apply effective measures and methods for monitoring and control of outstanding clearing and settlement of securities and risk incurred by each member to
change to the market condition and conduct a full validation of such model at least once a year. Clause 6 The derivatives clearing house shall apply effective measures and methods for monitoring and
investment strategies, product selection guidelines, investment monitoring and active engagement in addition to disclosing the fund management results to check whether they align with the set sustainability
technologies and continues to work closely with research experts to identify and disrupt criminal networks around the world. Through a combination of automated monitoring tools and manual reviews, Meta rapidly
already complied. As for listed firms’ monitoring of their financial reports, particularly those connected transactions of significant size, relevant parties, i.e., the company’s management, internal
การปฏิบัติงานสอบบัญชี (“engagement performance”) อยู่ในเกณฑ์ดีถึงดีมาก (ไม่เกินความเสี่ยงระดับ 2) และ (3) มีผลคะแนนในหัวข้อการติดตามผล (“monitoring”) อยู่ในเกณฑ์ดีถึงดีมาก (ไม่
detailed in Part 1; (2) review, monitoring, and examination of computer systems relating to clearing and settlement services with respect to derivatives, as detailed in Part 2; (3) reporting on material
sustainability management as the Company deems appropriate. The policy and guidelines may be disclosed in full via the Company’s website to give investors an understanding and a guideline for further monitoring