client’s investment preference*. This approach aims to build investor confidence in private funds and supports the long-term development of the private fund industry. It also ensures that investors have
(Asia Securities Industry & Financial Markets Association: ASIFMA) ณ กรุงโตเกียว ประเทศญี่ปุ่น เมื่อวันที่ 11 ตุลาคม 2562 โดยร่วมเป็นวิทยากรในการเสวนาหัวข้อ “Fund Passporting and Fund Connect Schemes
Sukonthaman said: ?The SEC supervision takes into serious account intermediaries? managerial structure and work systems to ensure protection of clients? best interest and the overall market reliability. Some of
information disclosure on MD&A of Thai listed companies still has room for improvement. The SEC has therefore planned to study overseas rules and practices, gather information from the industry including
from investment scams via various new forms and channels. In this regard, the SEC has observed a persistent trend of investment scams related to the capital market, with scammers often using online
audit firms in the capital market to disclose firm inspection reports on SEC website SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC gives priority to the audit quality control system of audit
Building Confidence in the Capital Market No. 48/2016 SEC orders EIC to cooperate with auditor and rectify financial statements for 2014 and 2015 Bangkok, May 24, 2016 – The SEC has ordered
processes.Ms. Pornanong Budsaratragoon, SEC Secretary-General, said: “Amid the growing global momentum for sustainable finance, the asset management industry must move beyond acknowledging climate risks to
industry remains financially robust as insurance companies have transferred the majority of building collapse damage risks through reinsurance agreements with international partners.Securities and Exchange
SEC Secretary-General Pornanong Budsaratragoon said: “The Thai capital market has developed in line with the global emphasis on climate change initiatives. The Thai version of the TCFD