agreement (if any), previous financial information and the operating results of real estate, for instance, rental occupancy rate, income and expenses on the real estate management; - In the case that a

of this Notification are as follows: (1) undertaking business professionally, as specified in details in Chapter 2; (2) management arrangement and operating systems, as specified in details in Chapter

Funds under HK-TH MRF in Thailand (Inbound) 1.1 Applicant The Hong Kong Covered Management Company or its local representative1 shall file an application for an offering for sale of the Hong Kong Covered

SEC Office under this Notification shall be in accordance with the following criteria except when granted a waiver from the SEC Office as deemed necessary and appropriate: (1) the person having duty

controlling [M] · Keeping a written policy of security in the place where the user and the concerned person can simply reach [M] 2. Detail of Policy · Identifying clearly the purpose and scope and having a

for risk controlling [M] o Keeping a written policy of security in the place where the user and the concerned person can simply reach [M] 2. Detail of Policy o Identifying clearly the purpose and scope

Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services dated 6 February 2008 shall be repealed. Clause 2. In this Notification: (1

dated 6 February 2008 shall be repealed. Clause 2. In this Notification: (1) “Advertising” means communication made to the public regarding sales promotion of investment units, services or fund management

with power in whole or in part in the management of the company 5. changing in credit rating of the issuer’s debt securities 6. expanding the amount of debt securities to be offered under the MTN Program

promotion for all business operators in the capital market. Expected to become effective in Q1/2013, the streamlined rules will set the same advertising and sales promotion standards for all businesses with