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media, it has been observed that the majority involve covertly using the SEC name and logo and the images of the SEC executives, relevant agencies and companies, and reputable individuals in the
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Custody of Assets of Clients by Licensed Derivatives Brokers
Custody of Assets of Clients by Securities Companies (No. 3)
Custody of Clients’ Assets by Securities Companies (No. 4)
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asset ” means assets as follow: (a) Cash or deposit money; (b) Certificate of deposit or promissory notes https://publish.sec.or.th/nrs/3453pe.doc 7250pe.doc with the following criteria: (a) the fee rate