Re: Investment in Fund’s Assets (No.14)

suitability test as well as videos, to create joyful learning experiences. In the future, a variety of activities will be organized including contemporary exhibition on new development in the capital market.    

Custody of Assets of Clients by Securities Companies

Custody of Assets of Clients by Licensed Derivatives Brokers

Custody of Assets of Clients by Securities Companies (No. 3)

Custody of Clients’ Assets by Securities Companies (No. 4)

Custody of Assets of Clients by Licensed Derivatives Brokers

Custody of Clients’ Assets by Securities Companies (Codified)

Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets

Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)