case of debt securities offering to Ultra High Net Worth Investors or High Net Worth Investors; and 3) To mandate a clear description of “risky bond” in the names of debt instruments with risky
instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types. Ex., investment units of mutual funds
investors about capital market products without complex features and products with high risks or complexity of all types. Ex., investment units of mutual funds for institutional investors or ultra-high net
instruments type 1 is allowed to give advice to investors about capital market products without complex features and products with high risks or complexity of all types, e.g., investment units of mutual
(high net worth : HNW) ประมาณร้อยละ 6 สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จึงมีแนวคิดจะปรับปรุงหลักเกณฑ์การกำกับดูแลหุ้นกู้ด้อยสิทธิที่มีลักษณะคล้ายทุนเพื่อเพิ่มการคุ้มครองผู้ลงทุน
was opened by Michelle Bachelet, United Nations High Commissioner for Human Rights, Office of the United Nations High Commissioner for Human Rights (OHCHR).The Forum is considered to be a venue for
support cash conversion. In addition, it was found that there are solicitors who promise or guarantee high returns from such ICOs investment in the form of Ponzi scheme, luring investors into quick, ill
a filing and a prospectus and lessen a duty for digital token portals.Given high risks and uncertainties of a project during pre-ICO and private sale, and limited information disclosure to
, digital asset investors must understand that investing in digital assets take high risks and fluctuations. Investors may suffer losses or find limited choices in swapping digital assets.“In addition, the
procedure for selling of high risk securities such as suitability test, key information disclosure and warning of the securities? high risks or complexity.? Mr. Vorapol added.