incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working
reports on financial conditions. In addition, their executives must possess the prescribed qualifications.Besides public sector organizations must file registration statement with additional material
net profit by 59.24 percent which was certainly material to investors' investment decision and may cause damage to investors;2. In addition, before filing the clarification on the above mentioned
) to (4) had purchased MAKRO shares based on non-public information material to the price of MAKRO shares. The findings revealed records of purchase transactions in the trading accounts of the four
failed to inform a client of material information that was likely to affect investor's interests.Following the SCB report, the SEC probed into the case and found that a client wanted to sell investment
. Transaction Date: January 1, 2018 onwards Parties involved: Payee : Far East Fame Line DDB Plc. (FE), holding 40% shares of Integrated Communication Co., Ltd. Payer : Integrated Communication Co., Ltd. - 2 - 2
Puwapoonpol Transaction 2 1. Transaction Date: January 1, 2019 onwards Parties involved: Payee : Far East Fame Line DDB Plc. (FE), holding 40% shares of Integrated Communication Co., Ltd. Payer : Integrated
television channel in fully integrated functions, no matter what producing, providing TV programs, and selling airtime in the field of news, entertainment, and new media and NBC Next Vision Company Limited, a
the price of main raw material which increased in accordance to the global market price. As a result, Thailand has the volume of exports of palm oil more than the same period of the last year. Although
compare to the same period of 2016 which gross profit margin was 19.01%. Due to the raw material in stock was higher than the average market price. 3. Selling expenses was Baht 27.26 million which increased