lower than the actual value to deceive any persons about financial condition and performance of the company. The said entries were found in the financial statements: Q1/2009, Q2/2009, Q3/2009 and year

) Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 03/07/2015

, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official. SEC Act S.90

Mr. Gary Bradford Mr. Gary Bradford colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used

in a fine of Baht 323,250 and a further fine of Baht 750 each day starting from the next day of prosecution date (March 2, 2016) until the company so complies. SEC Act S.56 and 199 Criminal

56-1, 2014X and the annual report for the year 2014 (Form 56-2, 2014) to the SEC and the SET with in the specified period. The public prosecutor issued a prosecution order against the alleged offender

Mr. Saiphet Thongngao Mr. Saiphet Thongngao colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The

Miss Sureerat Ardpaksa Miss Sureerat Ardpaksa colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The

Mr. Woraphol Muenbowon Mr. Woraphol Muenbowon colluded with other alleged offenders in managing funds for others for profits from derivatives investment in the ordinary course of business. The

prosecutor issued a non-prosecution order. The case was final. SEC Act S.Section 89/7 in conjunction with section 281/2 paragraph 2 307 311 312 313 Criminal Complaint Filed with an Inquiry Official Dated