Translation) 3 Step Work flow Period Responsible agency the SEC Office. The SEC Office thus issues a letter accepting Form 61-1F into the process of granting approval. 2) Consideration Fact check: - Make an
of a public offering of short-term structured notes, the submission shall be in accordance with Paragraph 1 of Clause 19, mutatis mutandis, and the offer is eligible for unlimited issues until the
sukuk program, the asset trustee may offer for sale under such program for unlimited times and issues, providing that the following conditions are abided by: -11- (1) a short-term sukuk to be offered for
evidence to the SEC Office. The SEC Office thus issues a letter accepting Form 61-1 into the process of granting approval. 1 day The SEC Office 2) Consideration Fact check: - Make an appointment for
1 Addendum - Additional issues for public consultation regarding regulatory approach on ICO After holding a focus group and receiving early suggestions regarding the proposed regulatory approach on
in filing for extension of approval, the SEC Office hereby issues the following order: Clause 1. In this Notification: “personnel in capital market business” means the following: (1) fund manager; (2
. Tor Thor. 80/2552 Re: Criteria for Undertaking Derivatives Business for Licensed Derivatives Brokers dated 3 August 2009, the SEC Office hereby issues the following regulations: Clause 1 In this
Ministerial Regulation Re: Approval of Securities Business B.E. 2551 (2008), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The Notification of the Securities and