has submitted the SEC Office a shareholders’ resolution approving the issuance of such additional underlying shares. 12 The approved person would be able to change the conversion rights in order to
) [ ] 4. Evidence on the appointment of a local representative in Thailand as the agent of CIS Operator (issued by CIS Operator) [ ] 5. Evidence on the appointment of an authorised person of CIS Operator
unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any person responsible for managerment of
newly issued shares under this Notification contains a part of the total shares of such initial public offering. The offering under Paragraph 1 shall be made in order to register such newly issued shares
following requirements; (1) initially acquires units of a trust not less than ten million baht; or (2) such person in (1) who acquires additional units, which results in the total value of not less than ten
documentation. 4 Clause 7 In order to perform trust business, an approved person shall: (1) commence trust business only after the SEC Office examined that the applicant has already prepared operating system and
has been subject to the court’s receiving order or declared by any court as an insolvent person; or (2) being an incompetent or a quasi-incompetent person; or (3) having been named in any criminal
unlicensed broker-dealer securities business under the names of Benson Dupont Capital Management and Morgan Pacific, which sold shares of five listed companies in the U.S. to investors benefitting from trading
administrative expenses or decrease 30.29% as a result of provision set aside for utility repair works in order to hand over to housing juristic person in 2018 but there was no such provision to set aside in 2019