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the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved securities investment consultant for 4
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market
capital market. “ approved person ” means a person who is approved by the SEC Office to participate in a regulator sandbox. Clause 3 The provision of financial services under a regulatory sandbox of a