Management Name : Mr HENDRIKUS VAN WESTENDORP | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 10/05/2018

Management Name : Mr HENDRIKUS VAN WESTENDORP | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 11/05/2018

Bangkok, 16 September 2016 ? The National Legislative Assembly has approved the new amendments to the Securities and Exchange Act (SEA), which aim to enhance enforcement efficiency by amending the

exempting fees for application and filing submitted during February 1, 2021 and December 31, 2023. We hope this exemption will further reduce a burden to private sector in this difficult time.”  

capital market are complicated and finding the evidence is difficult, especially electronic evidence which requires assistance from specialized agencies. Therefore, this cooperation between SEC and the

Thailand under the name of "Benson Dupont" and "Morgan Pacific" without proper licenses granted, violating Section 90 of the SEA. In addition, the operation constituted public frauds

concerning money withdrawal to mislead others. The aforesaid acts were in contravention of Section 315 of the SEA in conjunction with Sections 307, 308, 311, and 312 of the SEA. SEC Act S.315 Criminal

were in contravention of Section 315 of the SEA in conjunction with Sections 307, 308, 311, and 312 of the SEA. SEC Act S.315 Criminal Complaint Filed with an Inquiry Official Dated 18/07/2013

appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently that violate section 113 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick

to be able to operate the investment advisory service business efficiently that violate section 115 of the Securities and Exchange Act B.E. 2535 (“SEA”). Therefore, Mr. Frearick shall be liable for the