Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
Rules for Undertaking Derivatives Business for Registered Derivatives Broker and Dealer (No. 2)
Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer
for registration to be a general derivatives business operator. 1. Information of the applicant, Category of business applied for registration □ to be a derivatives broker □ to be a derivatives dealer
: Application for registration to be a derivatives business operator in the category of derivatives dealer by a juristic person established under foreign law. 1. Personal Information of the applicant: 1.1 Name of
e-service Online Submission See canceled document Derivatives Dealer >> Information Technology Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of
) | - |- Branches (Section 92) | - |- Representatives Offices Establishment (Section 93) |- Complaint Handling |- Anti-money Laundering |- Information Technology |- Business Continuity Management (BCM) |- Arbitration
Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type
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